Mark Ruggles
Chief Operating Officer, Chief Compliance Officer
Mark joined CWS in 2012 and is the Chief Operating Officer and Chief Compliance Officer for the broker dealer and investment advisors. He is responsible for ensuring CWS’ operations run smoothly and its security offerings adhere to state and federal regulations. He has a Bachelor of Science degree in finance from USC, Associate of Science degree in accounting from Mt. San Antonio, and earned the CRCP designation at the FINRA Institute at Wharton, University of Pennsylvania. Mark first entered the securities industry in 1995 and has since worked at various small and mid-sized independent and captive investment firms in diverse roles including sales, operations, and compliance. He currently holds the Series 7, 24, 27, 63, and 65 licenses. Mark has held the position of BRIDGE coach for CWS’ community service program and volunteers for various causes that support conservation and rehabilitation of our remaining wilderness.
➤ Disclosure :
The property pictures featured throughout this website have already been capitalized by CWS investors and are not available for investment. Past performance is no guarantee of future results.
This website is provided to you by CWS Capital Partners. CWS Capital Partners provides investment advice to its proprietary funds. Through its affiliate CWS Apartment Homes it offers real estate related advice. Investment opportunities may be in the form of a single property offering or a pooled investment vehicle and are through an affiliated entity, CWS Investments. CWS Investments is a registered broker dealer, member FINRA SIPC. The information on this website is not intended to be investment advice or an offer; offers can only be made with the private placement memorandum and offering documents.
Private placement real estate securities offerings are speculative and involve substantial risks. Risks may include, but are not limited to, illiquidity, lack of diversification, loss of capital, default risk, environmental, development, and capital call risk. Investments may not achieve their objectives as outlined in their business plans.
For more information about CWS Capital Partners see its Form ADV. For information about CWS Investments see its Form CRS and FINRA Broker Check .